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Lead Compliance Testers

Company: The Judge Group
Location: Deerfield
Posted on: November 22, 2021

Job Description:

Location: Bannockburn, IL Description: Our client is currently seeking a Lead Compliance Testers DescriptionResponsible for assessing first-line business processes and controls used to monitor and test for adherence with federal and state regulatory requirements. The role collaborates with management to identify compliance issues and corrective action plans, and communicates the scope and severity of concerns identified to the applicable level of management.Responsibilities---Demonstrates general knowledge of the laws and regulations governing Discover 1st line, 2nd line and/or third-party risk management (TPRM) and procurement policies, to identify key risk and controls of the business line and/or third party relationships in order to evaluate compliance with regulatory requirements---Manages activities of the Compliance Testing staff (direct/indirect) and is responsible for the overall integrity and quality of the work product.---Creates and maintains testing work papers and supporting documentation. Writes findings regarding compliance testing results.---Collaborates with various levels of management within the areas of responsibilities, including the risk functions within the First Line of Defense. Evaluates and tests the adequacy of transactions and business processes with respect to risks, controls, and regulatory requirement identifying gaps and issues.---Monitors and validates the status of corrective actions taken by business partners to remediate concerns. Creates and maintains testing work papers and supporting documentation. Writes findings regarding compliance testing results.---Maintains a high level of awareness and knowledge of regulatory compliance requirements.---Supports Compliance Management in developing, implementing, and maintaining an enterprise-wide Compliance Program and a culture of compliance.Minimum QualificationsAt a minimum, here---s what we need from you:---Bachelor's Degree in Business, Finance, or Legal---4+ years of experience in consumer compliance, financial services, risk and/or third party risk management---In Lieu of Education Experience 8+ years' experience in compliance, financial services, risk-- including consumer compliance testing, quality assurance, regulatory examination or auditPreferred QualificationsIf we had our say, we---d also look for:---6+ years of experience in consumer compliance testing, quality assurance, regulatory examination and/or audit---Certified Regulatory Compliance Manager---Certified Internal AuditorMandatoryAbility to test regulatory requirements for a Compliance Testing Review independently or part of a team. In lieu of testing experience, have Regulatory Compliance Audit or Regulatory Examination experience in the financial services industry, specifically banking and payments. Strong knowledge of banking consumer, privacy, and/or AML regulations.Ideal CandidateSeasoned Compliance Tester in the Banking or Payments industry

Contact: This job and many more are available through The Judge Group. Find us on the web at

Keywords: The Judge Group, Arlington Heights , Lead Compliance Testers, Accounting, Auditing , Deerfield, Illinois

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